The Employee Benefits Security Administration (EBSA) is responsible for ensuring the integrity of private employee retirement plans. In 2010, the DOL conducted 3,112 civil investigations,…
Each retirement plan is required to have a formal, written plan document that details how it operates and its requirements. In addition, Retirement plans are…
On the IRS’s Website, “inadequate or no fidelity bond” is listed as the number two defect that compliance officers found during audits. All qualified retirement…
You’ve heard it before…you get out what you put in (garbage in, garbage out). The end of the year has passed, signaling important assignments for…
Compliance testing is an annual IRS requirement for all qualified retirement plans and serves as a checkpoint to ensure compliance with Internal Revenue Code and…