Last week, we shared nine specific ways to avoid a visit from your local “friendly” DOL investigator. Rumors continue to swirl that the DOL is…
The Employee Benefits Security Administration (EBSA) is responsible for ensuring the integrity of private employee retirement plans. In 2010, the DOL conducted 3,112 civil investigations,…
Each retirement plan is required to have a formal, written plan document that details how it operates and its requirements. In addition, Retirement plans are…
On the IRS’s Website, “inadequate or no fidelity bond” is listed as the number two defect that compliance officers found during audits. All qualified retirement…
You’ve heard it before…you get out what you put in (garbage in, garbage out). The end of the year has passed, signaling important assignments for…